PERSPECTIVE ARTICLE published: 30 October 2014 doi: 10.3389/fpsyg.2014.01250 Using multivariate decoding to go beyond contrastive analyses in consciousness research Kristian Sandberg1,2 *, Lau M. Andersen 3 and Morten Overgaard 1,4 1 Cognitive Neuroscience Research Unit, Hammel Neurorehabilitation Centre and University Research Clinic, Aarhus University, Aarhus, Denmark 2 Institute of Cognitive Neuroscience, University College London, London, UK 3 Cognitive Neuroscience Research Unit, Aarhus University, Aarhus, Denmark 4 Center for Cognitive Neuroscience, Department of Communication and Psychology, Aalborg University, Aalborg, Denmark Edited by: Contrasting conditions with and without awareness has been the preferred method for Jaan Aru, University of Tartu, Estonia investigating the neural correlates of consciousness (NCC) for decades, yet recently it Reviewed by: has been suggested that further insights can be made by moving beyond this method, Martin Nikolai Hebart, University Medical Center Hamburg-Eppendorf, specifically by meticulously controlling that potential precursors and consequences of Germany the NCC are not mistaken for an NCC. Here, we briefly review the advantages and Nathan Faivre, California Institute of potential pitfalls of existing paradigms going beyond the contrastive method, and we Technology, USA propose multivariate decoding of neural activity patterns as a supplement to other methods. *Correspondence: Specifically, we emphasize the ability of multivariate decoding to detect which patterns Kristian Sandberg, Danish Neuroscience Center, Aarhus of neural activity are consistently predictive of conscious experiences at the single trial University Hospital, Nørrebrogade 44, level.This is relevant as the “NCC proper” is expected to be consistently predictive whereas Building 10G, 8000 Aarhus, Denmark processes that are consequences of consciousness may not occur on every trial (making e-mail:
[email protected]them less predictive) and prerequisites of consciousness may be present on some trials without conscious experience (making them less predictive). Keywords: consciousness, multivariate decoding, multivariate pattern analysis, contrastive analyses, MEG, fMRI THE EVOLUTION OF CONTRASTIVE ANALYSIS that awareness reports were used, they were used to confirm that In early outlines of contrastive analyses in consciousness research, conditions could be treated as subliminal/supraliminal (Dehaene emphasis was placed on comparing pairs of psychological phe- et al., 2001; Kjaer et al., 2001; Silvanto et al., 2005). In contrast, nomena of which one was conscious and the other was not in some later studies, scientists have more often preferred to base (e.g., Baars, 1994). Behavioral characteristics and neural activity analyses on trial-by-trial reports of awareness (or confidence) even could thus be compared between the conscious and unconscious when multiple physical stimulus conditions are used (Christensen cases. In the case of vision, for instance, neural activity related et al., 2006; Koivisto, Mäntylä et al., 2010). The use of awareness to masked and unmasked stimulus presentations (Dehaene et al., reports can be seen as a necessary consequence of the wish to 2001) or to stimuli presented at various durations (Kjaer et al., control for physical parameters. Methodologically speaking, these 2001) has been investigated. Over the last two decades, meth- reports separate conditions when trials no longer differ in terms ods have evolved so rapidly that it is now difficult to determine of objective characteristics. But their use is also partly a conse- what is a natural extension of the contrastive analysis method quence of theoretical arguments in favor of the crucial role of and what is an alternative method. In this article, we discuss awareness ratings as a key measure of validity in consciousness some of the recent developments, and we consider how mul- research (Overgaard, 2006, 2010). Some scientists even prefer to tivariate decoding, as an extension of or in combination with keep accuracy stable so that only the level of awareness varies contrastive analysis, can contribute to identifying neural correlates between conditions (Lau and Passingham, 2006; Lau, 2008) or of consciousness (NCC). to examine the correlates of accuracy and awareness separately Many recent paradigms were developed in order to avoid con- while ensuring that mask and stimulus have very different neural founds present in the original proposals and experiments. For signatures (Hesselmann et al., 2011). instance, if stimulus duration is varied, the two conditions no Common to most recent studies is that the need to con- longer differ exclusively in terms of the subjective experience of trol for potential confounds has resulted in a shift from the the participant, but also in terms of an important stimulus char- examination of complete unawareness versus complete awareness acteristic, which could be expected to have an impact on conscious to the examination of smaller differences in graded awareness as well as unconscious processing (Overgaard, 2004). For this ratings or changes in the probability of obtaining reports of reason, some scientists have preferred paradigms where the phys- awareness. As the change between conscious and unconscious ical parameters remain stable, but only the conscious experience perception occurs more suddenly across stimulus intensity for varies. This has been done, for instance, using masked stimuli the attentional blink (than for masking), this paradigm has by contrasting trials based on reports of awareness (e.g., Babiloni sometimes been preferred (e.g., Sergent et al., 2005) although et al., 2010). Furthermore, in some relatively early studies par- others are reluctant to use the paradigm as they suspect it ticipants primarily performed objective tasks, and to the extent reflects failure to attend (possibly conscious) perception (e.g., www.frontiersin.org October 2014 | Volume 5 | Article 1250 | 1 Sandberg et al. Multivariate decoding and contrastive analysis Lamme, 2006). Bistable perception provides another method Rees, 2006; Norman et al., 2006; Haynes, 2009)] as an umbrella for ensuring both conscious and unconscious perception under term for a group of analysis techniques for which the goal, in equal stimulation conditions. Many earlier studies using ambigu- this context, is to decode the conscious experience of a partic- ous perception examined differences in neural activity related ipant based on large amounts of brain data. We will exemplify to ambiguity/non-ambiguity (Lumer et al., 1998) or reversals the general logic behind multivariate decoding by example of a of perception (Kornmeier and Bach, 2004), but some have within-subject decoding. also compared neural activity related to one perceptual state Take an MEG dataset (Figure 1), for instance, of a subject with versus another (Andrews et al., 2002; Sterzer and Rees, 2008; x epochs of class A (e.g., “aware”) and x epochs of class B (e.g., Sandberg et al., 2013). “no awareness”): each data point of each epoch is called a feature. For a given dataset with n sensors/sources and t time points, one RECENT DEVELOPMENTS will thus have n X t features for each epoch. The dataset is then Recently, it has been argued that it is possible that studies using divided into two parts, a training set (often 90% of the data) and contrastive analyses cannot distinguish between a NCC and its pre- a test set (the remaining 10%; Figure 1A). A model is fitted to requisites (NCC-pr) and consequences (NCC-co; Aru et al., 2012). the training set and each feature is assigned a weight. Dependent An NCC-pr is neural activity associated with task specific initial on the sign of a given weight, it raises the posterior probability of processing (which predicts later conscious experiences) whereas a given epoch to belong to class A or B, respectively. The fitted an NCC-co is neural activity related to a process that occurs for training set, with its feature weights, is then used to predict the class conscious stimuli only, for instance encoding in working memory. of each epoch for the test set (Figure 1B). The predicted class label Aru et al. (2012) have argued that by manipulating stimulus pro- for a given epoch is the class label that has the highest posterior cessing in various ways, NCC-pr and NCC-co should change, but probability assigned to it when the feature weights for that epoch the NCC should remain stable. In one experiment, Melloni et al. are summed together. One can then obtain a classification score, (2011) manipulated the stimulus expectation across conditions which is the percentage of correctly classified epochs. Figure 1C and found that an early EEG component (around 100 ms) only shows an example of this. To test the generality of the classification reflected differences between seen and unseen stimuli when there score, one can cross-validate the score by dividing the data set into was no expectation of the stimulus, and similarly a later compo- training and test sets in different ways. nent (the P300) only correlated with awareness when stimuli had We believe that multivariate decoding has a role in neuroscien- to be encoded in working memory, but not when a representation tific consciousness research for several reasons and in the following was already present. In contrast, a component between the two, at we will go through these. We will, however, first emphasize that around 200–300 ms, correlated with conscious perception inde- decoding results should be interpreted with care: although a given pendently of condition. This indicated that the first component mental state can be decoded above chance from particular neu- was an NCC-pr, the middle component at 200–300 ms a likely ral activity, this does not in itself imply a causal relationship. In NCC candidate, and the P300 an NCC-co. this sense, multivariate decoding shares some of the limitations of Although this method for moving beyond contrastive analysis correlation studies. Multivariate decoding, nevertheless, opens up is certainly novel and useful, it assumes one can evoke the same new possibilities that have not previously been available. experience by means of multiple, very different manipulations. However, there is no guarantee that the experience is identical INCREASED SENSITIVITY OF MULTIVARIATE DECODING even if the same proportion of awareness responses is obtained One main advantage of multivariate decoding is the greater sensi- across conditions. Ratings of awareness can be viewed as a deci- tivity than that of traditional mass-univariate approaches typically sion process in which evidence is gathered for a particular response used in contrastive analyses (i.e., the testing of single variables one (e.g., Lau, 2008), for example “seen,” but when different manipu- at a time; Haynes and Rees, 2006; Norman et al., 2006). Mul- lations are made, the decision axis is no longer shared, and thus tivariate decoding is more sensitive that univariate testing due to it is unknown if the NCC can be expected to remain unchanged pooling of information and the informativeness of the co-variance (Jannati and Di Lollo, 2012). A potential solution to this could be of the features (Haynes and Rees, 2006). Furthermore, univariate the use of more detailed awareness ratings, but it may also be possi- tests typically test for linear relationships whereas the nature of ble to improve the paradigm in general using decoding approaches the relationship does not need to be specified to achieve successful as we will return to later. decoding (Haynes, 2009). The advantage of multivariate decoding Accordingly, we still have no paradigm to investigate NCCs in consciousness research has been shown for fMRI where Haynes without potential systematic confounds. Newer paradigms, to and Rees (2005) showed that decoding based on V1–V3 voxels some degree, have solved problems in previous paradigms, yet have combined was more predictive of perception during binocular introduced new ones. For this reason, we argue that converging rivalry than decoding based on the combined mean of the same evidence across multiple paradigms is essential in the search for voxels. Similarly, using MEG Sandberg et al. (2013) showed that the “NCC proper” (Overgaard, 2011). perception during binocular rivalry can be decoded at an accuracy just a few percent below peak decoding accuracy (around 75%) MULTIVARIATE DECODING using just 10 occipital sensors, which were individually at chance Here, we use the term multivariate decoding [also sometimes (below 51.5%). referred to as multivariate/multi-voxel pattern analysis, pattern At its core, all univariate testing regards data points as indepen- classification, “brain reading,” or simply decoding (Haynes and dent of one another, which is evidently false for both MEEG and Frontiers in Psychology | Consciousness Research October 2014 | Volume 5 | Article 1250 | 2 Sandberg et al. Multivariate decoding and contrastive analysis FIGURE 1 | Illustration of a hypothetical classification analysis and the hypothetical activity developing over time courses for ten trials of aware and steps involved. (A) The classifier is to distinguish between two categories: unaware respectively. (B) The decisions reached based on the model fit in the “Aware” (red) and “Unaware” (blue). Trials are separated into training and test training set. (C) Classification is performed for 100 trials (50 aware and 50 sets in three different ways to ensure cross-validation. The plots show unaware) with a non-linear decision boundary. fMRI data. It is precisely the heavy spatial and temporal correla- FINDING CONSISTENT CORRELATES USING MULTIVARIATE tions of neuroimaging data that make them fit for multivariate DECODING analyses. In contrast to univariate tests, multivariate tests can Multivariate tests are more sensitive to differences between con- facilitate the information contained in the temporal and spatial ditions that are present during all epochs, and that they are less dependencies between data points in both sensor and source space sensitive to differences between conditions that are only present (MEEG) and in voxel space (fMRI) in a single test. during some of the epochs. Indeed, Haynes (2009) emphasized www.frontiersin.org October 2014 | Volume 5 | Article 1250 | 3 Sandberg et al. Multivariate decoding and contrastive analysis that a core NCC (or “NCC proper”) should in principle be able to predict a conscious state perfectly. From this it follows that higher decoding accuracy is generally a sign of greater representa- tional accuracy although it must be emphasized that care should be taken when comparing decoding accuracies across different brain areas, and there are several aspects to consider. For instance, Kamitani and Tong (2006) found that perceived motion direc- tion was only decoded as well from MT+ as from earlier visual areas V1–V4 when the same number of voxels was used. Indeed, a later article by Smith et al. (2011) mention that when compar- ing fMRI decoding accuracies across conditions, participants, or brain regions, it is important that several factors are controlled for including the number of voxels and stimulus repetitions (and we might add that not only the number of spatial, but also the number of temporal, features should be controlled for). Addi- tionally, they specifically emphasize the importance of controlling for or taking into account the mean amplitude of the compo- nent of interest as they show that decoding accuracy increases as FIGURE 2 | Consistency of the neural correlates of consciousness a function of mean amplitude even if specificity is not increased. (NCC). Three simulated, hypothetical signals of differing consistency and The function with which classifier accuracy increases as a func- strength are plotted. All could be candidate NCC, thus reflecting differences tion of response amplitude (measured as percent signal change for between trials classified as “aware” and “unaware” by a participant. For the first component, there is a small average difference, but the fMRI) can nevertheless be estimated and compared across areas component is not consistently larger for “aware” trials, making it unlikely for a more valid comparison of decoding accuracy. A simpler, but that the component reflects awareness. The component could reflect a not always feasible solution is to compare components of equal prerequisite for consciousness (NCC-pr) as it has to be present for awareness, but it does not guarantee awareness. For the second amplitude. component, there is a medium average difference, and the component is A note of caution is necessary, however: even when mean ampli- consistently larger for “aware” trials. On the single trial level, the tude is controlled for, the obtainable signal from two components component thus reflects awareness and it may thus be an actual NCC. may differ in their signal-to-noise ratios (for instance, if the angle Finally, for the third component, there is a large average difference, but the component is only found on a subset of “aware” trials, and it does thus not of the neurons prevents a good signal in MEEG). This necessi- consistently reflect awareness. The component could thus reflect tates that one is cautious when interpreting differences in accuracy processes that are consequences of awareness (NCC-co), which occur between MEEG components unless one has a good way to esti- exclusively for “aware” trials, but may not occur on every single aware trial. Note that traditional univariate statistics based averaged participant-specific mate differences in noise ceilings. Such estimations are possible averages would erroneously find more evidence for the last component with encoding models (Kay et al., 2008) or with representational being the NCC proper in this example. similarity analysis (Nili et al., 2014), but it is presently an unre- solved issue for decoding models and further work in this field is important for ensuring the validity of comparisons of decod- produce suboptimal decoding accuracy when used to train/test ing accuracies. It should be emphasized that the issue is not likely the classifier alone. This corresponds to the first component in to be dramatic and presently a rough estimate of noise ceiling Figure 2. The NCC-co, on the other hand, might not occur after may be achieved by prior knowledge of decoding accuracies across each single NCC component (even if it occurs after some NCC different tasks for various brain regions/components. components), and it should never occur without an NCC compo- Univariate tests are of course sensitive to differences that are nent. It is thus expected to be similarly suboptimal for decoding present on all epochs, but crucially they can, in addition, be sensi- even if it produces very large responses on some trials and a large tive to differences that appear only on some epochs, but show some average difference. This corresponds to the third component in average difference between conditions (e.g., aware/unaware). This Figure 2. The actual NCC is thus expected to be consistently has important implications for the attempt to separate NCC-pr, the most predictive at the single trial level even if it does not NCC, and NCC-co. In Figure 2, we show simulated data with three produce the largest average difference. This corresponds to the components for which there are average differences between tri- second component in Figure 2. As mentioned above, multivariate als reported as “aware” and “unaware” by a participant. We would decoding approaches are able to identify the most consistent cor- expect the actual NCC to vary consistently with the conscious relates, but traditional univariate analyses typically base statistics experience – whenever the participant has an experience of the on participant-specific means and would in our example find sig- stimulus, the relevant component should reflect this. The NCC-pr, nificant evidence in favor of the third component even though it however, might be present without the NCC on some trials (i.e., only occurs on some trials. Importantly, if the aim is to compare one particular prerequisite of conscious experience was present components, as in our example (Figure 2), univariate tests are not on a trial, but perhaps some others were not, and the participant readily interpretable. There is no straightforward interpretation of thus had no experience) in which case the component becomes an what a difference in amplitude between components means (Luck, unreliable predictor and should not be assigned high weights by 2014). In comparison, the interpretation of differences in decod- the classifier when all data are taken into account, and it should ing accuracy is straightforward – it simply means that the pattern Frontiers in Psychology | Consciousness Research October 2014 | Volume 5 | Article 1250 | 4 Sandberg et al. Multivariate decoding and contrastive analysis holds more information about the label of the state, say “aware” or be of key importance in the study of overt behavior and sense of “unaware.” agency. Furthermore, neural correlates can be analyzed before and In cases where the confounding processes occur on every sin- after the preparation to report in the attempt to filter out cor- gle trial with an awareness response, multivariate decoding on relates of introspection, metacognition, and motor preparation. its own will not be able to distinguish between NCC and NCC- And finally, fast and accurate decoding allows for manipulations pr/NCC-co as all responses could be equally predictive. For this of stimuli or brain activity (using TMS, for instance) around the reason, we believe that the optimal paradigm is a combination of time where an event is experienced, but before it is reported, and decoding and the methods suggested by Melloni et al. (2011) and it may allow for the study of awareness without report. Aru et al. (2012). One way to combine methods would be to use Haynes and Rees (2006) emphasized the importance of the then cross-task decoding – i.e., using several tasks resulting in similar unresolved issue of how well activity generalizes over time, across conscious experiences and training/testing on different tasks using situations (paradigms) and even across participants. This can be a leave-one-out procedure. In this case, decoding performance examined by conventional methods using correlations, but decod- should be best for components that generalize across experimental ing provides a method of examining whether minor changes are contexts. critical or whether the overall patterns are generally maintained. Using multivariate decoding on MEG data, a study by our group Haynes and Rees (2005) used fMRI to examine drops in decoding have found that conscious experience during binocular rivalry was accuracy across days, but the first long-term study was conducted predicted relatively accurately by activity around 130–320 ms after by Sandberg et al. (2014), who found that the decrease in decoding stimulus onset and that an earlier and a later component was accuracy within participants across 2.5 years was only around 1%, not consistently predictive (Sandberg et al., 2013). In an addi- which was comparable to the drop across a few days. This study tional (ongoing) MEG study, multivariate decoding furthermore also found that the drop when attempting to generalize across showed that activity around this time was the most predictive of participants (even at the source level) was much greater (around small, graded differences in the clarity of conscious experience 10%). Further studies examining whether minor details in patterns on the single trial level (Andersen et al., in preparation). Simi- of activity predict related changes in perceptual experience can be larly, decoding can be used on different brain areas in turn in used to address theoretical questions about multiple realization in order to compare how consistently predictive these are separately the brain. (and/or combined; Norman et al., 2006). For binocular rivalry, It has also been established that it is possible to decode the this was done for V1–V3 by Haynes and Rees (2005) and across conscious experience of one individual using a classifier trained the cortex by Sandberg et al. (2013). Lastly, it should be acknowl- on a different individual although the accuracy is lower than for edged that when doing multivariate analyses, “decoding” is not within-individual decoding (Poldrack et al., 2009; Haxby et al., strictly necessary. There are ways of doing “encoding” as well, 2011; Sandberg et al., 2013, 2014). This opens up possibilities that where one can extract parameters from the model, as in classi- so far have been outside the reach of cognitive neuroscience meth- cal univariate models. Encoding applications are at the moment, ods. One might apply multivariate decoding to investigate whether however, less available than decoding applications, both theoreti- neural correlates generated in experiments using one paradigm cally and practically, but see Allefeld and Haynes (2014) for a novel can be used to train a classifier to decode the experience in other approach. paradigms as we discuss above. Furthermore, between-participant decoding opens possibilities of decoding across groups for which OTHER POSSIBILITIES USING MULTIVARIATE DECODING it is uncertain whether one has conscious experiences, such as The use of multivariate decoding opens up for potential research, vegetative or minimally conscious patients. When consciousness which would otherwise be difficult or even impossible to conduct. has been examined in non-human animals, methods such as flash For MEG, conscious experience can be decoded using only a few suppression have been used to ensure the validity of report as the milliseconds of data gathered within the first 200 ms after stimulus stimuli are bistable but conscious perception can be manipulated presentations (Sandberg et al., 2013, 2014). Particularly, if near- by the experimental setup (Sheinberg and Logothetis, 1997). Such perfect, near real-time decoding can be achieved, it may be possible or similar methods could in principle also be used with patients, to exploit such speed in the control of brain-computer interfaces. and it could be possible to decode both within individuals but also At present, one study was able to achieve above 85% decoding to examine how well classifiers generalize from healthy individuals accuracy for three of eight participants (and around 95% for one; to reduced consciousness patients. Here again, the improved accu- Sandberg et al., 2013). In comparison, univariate decoding (i.e., racy of multivariate decoding provides an advantage compared to using the single best sensor at the single best time point) resulted univariate approaches. in lower accuracies (around 10% lower), and would furthermore require both time point and sensor to be specified in advance. ACKNOWLEDGMENTS Additionally, other studies have shown cases in which multivariate This work was supported by the European Research Council decoding is above chance in the absence of an average activity (Kristian Sandberg and Morten Overgaard). difference (Sterzer et al., 2008). Because decoding can be accomplished prior to report, it raises REFERENCES the possibility that an MEG based brain-computer interface could Allefeld, C., and Haynes, J.-D. (2014). Searchlight-based multi-voxel pattern be used to generate changes in the environment even before they analysis of fMRI by cross-validated MANOVA. Neuroimage 89, 345–357. doi: are produced by the motor behavior of the individual, which could 10.1016/j.neuroimage.2013.11.043 www.frontiersin.org October 2014 | Volume 5 | Article 1250 | 5 Sandberg et al. Multivariate decoding and contrastive analysis Andrews, T. J., Schluppeck, D., Homfray, D., Matthews, P., and Blakemore, C. (2002). Melloni, L., Schwiedrzik, C. 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A higher order Bayesian decision theory of consciousness. Prog. decoding to go beyond contrastive analyses in consciousness research. Front. Psychol. Brain Res. 168, 35–48. doi: 10.1016/S0079-6123(07)68004-2 5:1250. doi: 10.3389/fpsyg.2014.01250 Lau, H. C., and Passingham, R. E. (2006). Relative blindsight in normal observers This article was submitted to Consciousness Research, a section of the journal Frontiers and the neural correlate of visual consciousness. Proc. Natl. Acad. Sci. U.S.A. 103, in Psychology. 18763–18768. doi: 10.1073/pnas.0607716103 Copyright © 2014 Sandberg, Andersen and Overgaard. This is an open-access article Luck, S. J. (2014). An Introduction to the Event-Related Potential Technique, 2nd Edn. distributed under the terms of the Creative Commons Attribution License (CC BY). The Cambridge, MA: The MIT Press. use, distribution or reproduction in other forums is permitted, provided the original Lumer, E. D., Friston, K. J., and Rees, G. (1998). Neural correlates of percep- author(s) or licensor are credited and that the original publication in this journal is cited, tual rivalry in the human brain. Science 280, 1930–1934. doi: 10.1126/sci- in accordance with accepted academic practice. No use, distribution or reproduction is ence.280.5371.1930 permitted which does not comply with these terms. Frontiers in Psychology | Consciousness Research October 2014 | Volume 5 | Article 1250 | 6